Augustine Enimil
Accra
Summary
Chartered accountant with over 12 years of outstanding professional experience, with 7 years in auditing and 5 years in risk management and compliance. Successful at managing multiple priorities with a positive attitude. Willingness to take on added responsibilities to meet team goals.
Overview
13
13
years of professional experience
4
4
Certification
1
1
Language
Work History
Head-Risk Management and Compliance
IC Securities (Ghana) Ltd and IC Asset Managers (Ghana) Ltd
2019.01 - Current
- Spearheaded the establishment and execution of robust risk management and compliance functions for both firms across the investment banking, securities trading and asset management functions ensuring alignment with the firms’ risk appetites.
- Uncovered a fraud that led to the recovery of GHS200,000 while implementing preventive measures to fortify the system against future occurrences.
- Provided oversight of the AML/CFT Regime in the company to identify gaps and further the firm’s anti-money laundering commitment through Know Your Customer (KYC) procedures, Sanctions Screening and management of Politically Exposed Persons (PEPs).
- Conducted comprehensive compliance training sessions, for 70+ staff, with an impressive 90% attendance rate, fostering a culture of regulatory adherence and ensuring organizational compliance standards.
- Led a team of 3 in formulating and implementing key policies to ensure regulatory compliance, including Broker Selection Policy, Best Execution Policy and Conflict of Interest Policy, aligning with regulatory requirements.
- Performed simple and enhanced due diligence procedures for over 1,000 institutional clients and retail clients based on customer risk classifications, enhancing risk assessment accuracy.
- Reviewed trades by validating them against customer orders and reconciling them with the figures on the regulator’s portal.
Manager - Audit
KPMG in Ghana
2011.10 - 2018.12
- Planned audit engagements for high-profile clients in the financial services, oil and gas, consumer markets and property management industries with average revenue of GHS 500bn+ overseeing all phases of these audit engagements.
- Executed quality financial statements audits, including both group and statutory audits, for a diverse portfolio of clients, with an average asset size of GHS 1bn.
- Oversaw thorough reviews of the adequacy of internal controls for clients with average asset sizes of GHS3bn, giving recommendations to further the achievement of management objectives.
- Generated comprehensive working papers and post-audit/review reports for engagements, outlining critical issues and recommending resolutions based on findings, resulting in a 95% client satisfaction rating.
- Supervised and reviewed the working papers of a team of 5 junior auditors to ascertain the completeness of requested information and ensure that all findings had been substantiated by relevant evidence.
- Accomplished multiple tasks within established timeframes.
- Managed and motivated audit team members to be productive and engaged in work.
- Assisted the Official Administrator of a distressed bank in Ghana by leading the validation team to validate the financial performance and position of the bank.
Deputy Manager – Audit (on Secondment)
KPMG in Malawi
2016.01 - 2016.04
- Assisted the Firm to execute its project mandate of improving audit quality and efficiency.
- Enhanced audit quality for the largest bank in Malawi with an asset size of 119tn Malawi Kwacha through strategic improvements and meticulous oversight.
- Developed strong relationships with stakeholders to facilitate smooth communication and project completion.
Education
Bachelor of Science - Accounting
University of Ghana, Legon
Accra, Ghana05.2011
Skills
- Teamwork and Collaboration
- Excellent Communication
- Attention to Detail
- Problem-Solving
- Active Listening
- Multitasking
- Computer Skills
Otherpositionsheld
- Treasurer and Financial Secretary; Knights of St John International (Commandery #596)
- Financial Secretary; St John the Evangelist Catholic Church, Adenta
Hobbies and Interests
- Researching into the use of computer applications
- Listening to music
Certification
Chartered Accountant, Institute of Chartered Accountants, Ghana
Certified in Quantitative Risk Management (IIPER-CQRM)
Certified Data Protection Supervisor
Certified Lead Auditor (ISO/IEC 27001)
Languages
English
Advanced (C1)
Affiliations
- Member, Institute of Internal Auditors, Ghana
Work Availability
monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Work Preference
Work Type
Full TimeWork Location
RemoteHybridOn-SiteImportant To Me
Company CultureWork-life balanceCareer advancementSoftware
Microsoft Office Suite
Quickbooks
Timeline
Head-Risk Management and Compliance
IC Securities (Ghana) Ltd and IC Asset Managers (Ghana) Ltd
2019.01 - Current
Deputy Manager – Audit (on Secondment)
KPMG in Malawi
2016.01 - 2016.04
Manager - Audit
KPMG in Ghana
2011.10 - 2018.12
Member, Institute of Chartered Accountants, Ghana
Member, Institute of Internal Auditors, Ghana
Certified in Quantitative Risk Management (IIPER-CQRM) Certified Data Protection Supervisor
Certified Lead Auditor (ISO/IEC 27001)
Bachelor of Science - Accounting
University of Ghana, Legon
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